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J002409

Mark Straiton

In this role, you will join a high-performing practice to deliver regulatory engagements across key regulatory risk areas such as: Conduct, Affordability and Complaint Handling to a range of clients from the largest global banks to new start-ups and disruptors.

The team works with clients to provide assurance over their approach to conduct regulation to ensure that their understanding and implementation of regulatory requirements both meets the needs of the regulator and also allows for fair treatment of customers.

Key skills and experience sought:
• We are looking for individuals with a strong background in Financial Services and understand the UK regulatory regime, having worked in Compliance or Assurance functions within a Banking, Consumer Credit or Professional Services environment previously.
• You will have a good understanding of the impact of regulation on firms’ business models and how changes impact the treatment of customers.
• You will have a good technical understanding of Conduct Regulation and of the FCA Handbook covering areas such as: Mortgages, Savings, Consumer Credit and Complaints.
• Current FCA regulatory knowledge.
• Proven experience of working effectively in a team.
• Particular industry specialism in Financial services, either in Banking & Capital Markets or Consumer Credit.

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