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J002195

Lucy Adam

This is a fantastic opportunity to join a leading light in the fin tech space, with a diverse client portfolio. This is a very varied role which is suited to someone with a broad background and a talent for juggling tasks! Working in a fast-moving environment will provide a welcome change of pace if you have been working in FS for a while and want to experience something different.

The purpose of this role is to:

• Promote the Compliance Culture within the Company.

• Assist the Company in maintaining its compliance with regulatory obligations.

• Provide support to the Company’s Senior Management by providing assurance on the systems and controls connected with the Company’s regulated activities.

The scope includes compliance monitoring, horizon scanning, policy, advice & guidance, FCA submissions and returns, due diligence, governance, and helping with client queries regarding compliance, an interesting strand to this role!

We're looking for:

• Knowledge of the UK financial services and regulatory framework

• Good knowledge of the FCA’s Handbook

• Ability to communicate effectively at a variety of levels within a regulated environment, both internally and externally, written and verbally.

• Good inter-personal skills necessary to constructively challenge senior management where appropriate.

If this sounds like the challenge you have been looking for, please get in touch to discuss.

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