This is a fantastic opportunity to join a leading light in the fin tech space, with a diverse client portfolio. This is a very varied role which is suited to someone with a broad background and a talent for juggling tasks! Working in a fast-moving environment will provide a welcome change of pace if you have been working in FS for a while and want to experience something different.
The purpose of this role is to:
Promote the Compliance Culture within the Company.
Assist the Company in maintaining its compliance with regulatory obligations.
Provide support to the Companys Senior Management by providing assurance on the systems and controls connected with the Companys regulated activities.
The scope includes compliance monitoring, horizon scanning, policy, advice & guidance, FCA submissions and returns, due diligence, governance, and helping with client queries regarding compliance, an interesting strand to this role!
We're looking for:
Knowledge of the UK financial services and regulatory framework
Good knowledge of the FCAs Handbook
Ability to communicate effectively at a variety of levels within a regulated environment, both internally and externally, written and verbally.
Good inter-personal skills necessary to constructively challenge senior management where appropriate.
If this sounds like the challenge you have been looking for, please get in touch to discuss.