** this role can be based in Edinburgh, Glasgow or Manchester and this organisation fully embrace flexible working **
This is a great opportunity to become a key member of a growing, market-leading Big 4 specialist conduct and compliance advisory team, working closely with some of the industry's finest and a portfolio of prestigious organisations on topical regularory issues. You ll be responsible for managing and delivering engagements across clients' regulatory change, buisiness change and remediation programmes, supporting the development of market-facing propositions to clients, and developing the team. You will benefit from shared national and global expertise, whilst focussing on working on local engagements in retail banking and consumer credit.
Recent projects have included Authorisation activity, Governance (including SMCR), Brexit response, LIBOR transformation, Conduct remediation (eg affordability and recoveries/collections) and improving Non-Financial risk management arrangements and controls / outcomes testing.
We're looking for:
Awareness of the impact of regulation on firms' business models and the changes required to improve the customer journey.
Insights on the role of digital, including associated opportunities and challenges, aimed at optimising operational arrangements.
A working understanding of FCA principles (PRIN) and rules (such as COBS, MCOB, PROD, CONC, SYSC, DISP, SMCR etc).
An appreciation of the UK regulatory regime including concepts underpinning Permissions, Governance, Conduct Risk.
Experience working within financial services risk and control projects either from a consulting, banking or regulatory perspective (including for example compliance monitoring and testing, conduct remediation, process and controls improvement etc).
Commercial awareness, sound reporting skills and the ability to work under your own initiative
Good attention to detail, and presentations skills (PowerPoint, Excel)
The ability to work under pressure and deal with ambiguity.
Full spec on request – please get in touch of you want to discuss this great opportunity in more detail!
Adam Appointments is the only Scottish agency specialising exclusively in Corporate Governance recruitment.